Choose your position to load role-specific training scenarios and compliance requirements.
🔍
KYC Officer
Client onboarding & identity verification
🤝
Investor Relations
Client communications & complaints handling
📊
Portfolio Analyst
Investment decisions & market conduct
⚖️
Responsible Manager
Oversight & compliance governance
Step 2 — KYC Officer
Choose a Scenario
Each module simulates a real compliance situation. Complete the scenario to receive AI-powered performance evaluation.
KYC Onboarding
New investor with AML red flags
15 minMedium
Complaints Handling
Investor dispute over redemption delay
12 minMedium
Market Conduct
Potential inside information scenario
15 minHard
Cyber & Fraud
Suspicious payment change request
10 minEasy
● LIVE SCENARIOKYC Onboarding — New Investor with AML Red Flags00:00
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📄 Policy Reference (RAG)
KYC — Beneficial Ownership
All beneficial owners holding 25% or more must be identified and verified. For complex structures involving trusts or nominees, the trustee, settlor, and named beneficiaries must all be disclosed.
AML/CTF — Source of Funds
Source of funds must be verified through documentary evidence. Self-declarations or vague descriptions are not acceptable. Enhanced due diligence is required for high-risk jurisdictions.
Escalation Policy
Refer to Compliance Officer when: (a) client refuses to provide required information, (b) multi-jurisdictional structures involve high-risk jurisdictions, (c) source of funds cannot be independently verified.
CHECKLIST
✓ Verify identity
✓ Beneficial ownership
✓ Source of funds
○ Sanctions check
○ Risk assessment
Evaluation
Performance Assessment
KYC Onboarding scenario — assessed by Supervisor Agent
88
Strong Performance
You demonstrated solid KYC knowledge and maintained professional communication. Key areas for improvement: earlier identification of jurisdictional risk and proactive escalation timing.